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Modelling the optical properties of natural zigzag grating structures

Brief report on Leverhulme Trust Grant F/144/AE
Principal Investigators Professor J Roy Sambles and Dr T W Preist, School of Physics, University of Exeter.

Summary of the work undertaken

The work supported by this grant proceeded very rapidly. During the two year period of the grant a large amount of original work has been undertaken, almost entirely by the very able postdoctoral researcher Dr. W-C Tan, with some help from ourselves, Dr. Sobnack and N Wanstall (EPSRC/MoD supported research student). The various areas of research developed are separately reviewed below:

Modelling Highly Blazed Gratings
Highly blazed, periodic (grating) structures are to be found in many butterfly wing scales. It transpires that metal gratings of this type can support a range of previously undiscovered surface plasmon resonances. To model highly blazed, overhanging, gratings of this nature required the development of computer codes which have been used to show the existence of these remarkably flat-band resonances. This pioneering work has been published in the Journal of the Optical Society of America [1]. It shows that a new type of structured metal surface may be fabricated which has selective optical, or for that matter longer wavelength, absorption frequencies. The deeply grooved surface formed by the highly blazed grating provides a novel route to finding deep cavity resonances with thin structures. This is the first work of its kind and paves the way for new innovations in electromagnetic smart surfaces. We are presently exploring routes to fund novel work at microwave frequencies using the ideas developed here. We are also examining the possibiltiy that surface excitons, which may be supported by absorbing dielectrics such as in wing scales, may lead to a similar family of resonances.

Photonic Band Structures
Nearly all butterfly wing scales have complex chitin structures which may be periodic in more than one direction. For one or two species, such as the green hairstreak, there are honeycomb structures present which closely resemble photonic solids. These structures, which may give bandgaps in every direction in space, are creating great interest for potential applications in optical communications. It was natural therefore that we devoted some time to modifying our multilayer grating code to model 2D photonic solids. This we have done and a paper giving the results of such modelling has been published in The Journal of the Optical Society of America [2]. The extension to full 3D photonic structures using a suitably modified version of our bigrating code is easy to undertake but the computing time involved in running the codes with even our very fastest machines is still prohibatively long. Further work in this area is however likely notwithstanding this limitation since it is of such relevance to optical technology.

Deep Zero Order Gratings
Subsequent upon the work on highly blazed gratings we appreciated that deep zero order gratings should also show interesting optical responses even though, by definition, they are not able to produce any diffracted beams. It was a straightforward matter to model such structures and we found that for such gratings, provided the grating grooves are deep enough, new types of surface wave resonances. These resonances are self-coupled surface plasmon standing waves which exist because the two sides of these narrow grooves are so close together that the exponential field of the plasmon on one side of the groove couples across to the other side. These resonances have very short wavelengths in the groove, much shorter than that of the incident radiation. This work was first published as a Physical Review Letter [3] and has since been extended to encompass the full surface plasmon band structure for such deep gratings: accepted for publication by Physical Review B [4]. A brief report was also presented at a conference in China from which a further publication arose [5]. One of the grant holders (JRS) was also invited to present this work at an international conference in Sydney and another publication will arise from this conference [6]. We presently have a research student fabricating and monitoring the optical response from such structures. He has just made samples with ~180 nm pitch and ~400 nm depth which give the predicted new resonant behaviour. We intend extending this work to explore deep zero order bigratings which should yield an even richer structure of coupled surface modes.

Zig-zag Gratings
Zig-zag gratings are to be found on butterfly and moth wing scales although they are rather difficult to fabricate at optical wavelengths. The development of original computer codes to model the complex optical response of zig-zag gratings has been completed. Our first paper from this part of the butterfly wing modelling is now being written although there is a possibility of delay in publication because DERA (Farnborough) and ourselves are in the midst of discussions regarding patent ideas which arise from this and related work. At the present time we may disclose that because of the simple expedient of adding a zig-zag to the ordinary grating grooves we are able to couple both p and s polarised light to metal gratings of this character which support surface plasmons. It is also clear from the modelling that if the zig-zag grating has a blazed character, that is the zig-zags are not symmetric, then the grating may give strong polarisation conversion in reflection. Since we have yet to submit a paper on this work no paper is attached. There is more work to be undertaken in this area particularly with regard to fabricating structures which test the predictions of the theory and also further theoretical modelling of more complex zig-zag gratings structures which break the symmeteries often found with simpler structures.

Dual Wavelength Gratings
Another type of grating found in the wing scales of butterflies is the dual grating, that is one short pitch grating, perhaps 150 nm, modulated by a long pitch grating, perhaps 1500 nm in the same direction. Modelling these types of structures has just begun and the preliminary results look very promising.

Modelling Data from Wing Scales
An initial aim of the project was to model the optical response of single wing scales from butterflies wings. Because of a large (>£200,000) grant from BBSRC we have been able to undertake experiments on such scales and have just submitted a paper to the Proceedings of The Royal Society. Unfortunately the wing scales structures of butterflies are even more complex than those we are presently modelling. In addition they are not the ideal repeat structures which computer codes model. These two factors mean that the modelling codes have so far only been partially succesful in reproducing the optical characteristics recorded experimentally. Hence while we have been able to utilise the codes developed to examine a wide range of synthetic structures, as listed above, we have not, as yet been able to tie down strongly the experimental results on wing scales to the predictions of our codes.

Grading: A

This has been an outstandingly successful project. It has generated more new ideas and new work than almost any other project we have been involved with and will have produced, by its final completion, at least seven high quality papers and paved the way for two patents. It has also opened the door for funding from BBSRC and MoD. In addition the Postdoctoral worker has provided the group with a set of new computer codes which can be used to model a very wide range of novel optical structures.

Publications arising


[1] N P Wanstall, T W Preist, J R Sambles and W-C Tan, 1998, J Opt Soc Am A 15, 2869 Standing-wave surface-plasmon resonances with overhanging zero-order metal gratings.
[2] W-C Tan, T W Preist and J R Sambles, 1998, J Opt Soc Am A 15, 236514th Calculation of photonic band structures of periodic multilayer grating systems by use of a curvilinear coordinate transformation.
[3] M B Sobnack, W-C Tan, N P Wanstall, T W Preist and J R Sambles, 1998, Phys Rev Lett 80, 5667 Stationary surface plasmons on a zero-order metal grating.
[4] W-C Tan, T W Preist, J R Sambles and N P Wanstall, 1999, accepted by Phys Rev B Surface plasmon polariton bands on short pitch metal gratings.
[5] W-C Tan, T W Preist, J R Sambles and N P Wanstall, 1998, Acta Photonica Sinica 27, 91 Photonic bands for surface plasmon modes on short pitch metal gratings.
[6] J R Sambles, T W Preist, W-C Tan and N P Wanstall, 2000, Proceedings IUTAM 1999, Surface plasmons and zero order metal gratings.


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